Uniform Securities Act

Results: 366



#Item
111Healthcare reform in the United States / Medicare / Presidency of Lyndon B. Johnson / Elder abuse / Investor education / Uniform Securities Act / Secretary of State of Indiana / Securities fraud / Fraud / Ethics / Law / Federal assistance in the United States

Microsoft Word - WEAAD and S A F E.doc

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Source URL: www.ai.org

Language: English - Date: 2014-10-24 17:09:12
112United States Securities and Exchange Commission / Finance / Business / Stock market / Professional certification in finance / Securities Act / Regulation S-X / Prospectus / Regulation D / United States securities law / SEC filings / Financial economics

Ta b l e o f C o n t e n t s[removed]Rules Pursuant to the Uniform Securities Act[removed]Legal Authority (Rule 0). ................................................................................... [removed]Title

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Source URL: adminrules.idaho.gov

Language: English - Date: 2012-11-30 18:44:26
113Financial economics / Securities Litigation Uniform Standards Act / Securities fraud / U.S. Securities and Exchange Commission / Private Securities Litigation Reform Act / Financial Industry Regulatory Authority / Merrill Lynch /  Pierce /  Fenner & Smith /  Inc. v. Dabit / Securities Exchange Act / SEC Rule 10b-5 / United States securities law / Law / Financial regulation

Microsoft Word - Halliburton v Erica John Fund final brief[removed]

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Source URL: sblog.s3.amazonaws.com

Language: English - Date: 2014-02-10 18:44:52
114Finance / Financial Industry Regulatory Authority / Arbitration / Securities Act / Security / Broker-dealer / World Group Securities / Arbitration in the United States / United States securities law / Financial economics / Financial system

Private Cuase of Action Remedies under the Utah Uniform Securities Act

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Source URL: securities.utah.gov

Language: English - Date: 2013-09-12 18:34:08
115Black feminism / Sojourner Truth / State court / United States / Class action / Delaware / Employment Non-Discrimination Act / Securities Litigation Uniform Standards Act / Feminism / Law / 111th United States Congress

22634 Mr. Speaker, I am pleased and proud to join with my good friends at the ILGWU, the Commonwealth of Pennsylvania, and the entire community in paying a much over-due tribute to this beloved figure in our region’s h

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Source URL: www.gpo.gov

Language: English - Date: 2014-06-26 15:07:32
116Investment / United States Securities and Exchange Commission / Security / United States securities law / Accredited investor / Securities Act / Form 144 / Financial economics / Stock market / Finance

Model Accredited Investor Exemption Uniform Notice of Transaction Notice of Sale of Securities pursuant to Accredited Investor Exemption 1. Issuer Name: Address:

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Source URL: dfi.wa.gov

Language: English - Date: 2005-06-01 18:08:25
117Uniform Securities Act / Financial regulation / Business / Finance / Securities / Financial economics / Financial Industry Regulatory Authority / Selling away / United States securities law / Corporate crime / U.S. Securities and Exchange Commission

*ng NORTH AMERICAN SECURITIES ADMINISTIRATORS ASSOCIATION, INC. 10 G Street N.E.. Suite 710 Washington. DC 20002

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Source URL: www.sec.gov

Language: English - Date: 2003-11-26 10:44:19
118United States Securities and Exchange Commission / Finance / Business / Stock market / Professional certification in finance / Securities Act / Regulation S-X / Prospectus / Regulation D / United States securities law / SEC filings / Financial economics

Ta b le o f C o n t e n t s[removed]Rules Pursuant to the Uniform Securities Act[removed]Legal Authority (Rule 0). ................................................................................... [removed]Title A

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Source URL: adminrules.idaho.gov

Language: English - Date: 2012-11-30 18:43:24
119Basic Inc. v. Levinson / SEC Rule 10b-5 / Stoneridge Investment Partners v. Scientific-Atlanta / Securities Litigation Uniform Standards Act / Securities Act / U.S. Securities and Exchange Commission / Scienter / Securities regulation in the United States / Erica P. John Fund /  Inc. v. Halliburton Co. / United States securities law / Law / Private Securities Litigation Reform Act

Microsoft Word - 13-317bsacUnitedStates

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Source URL: sblog.s3.amazonaws.com

Language: English - Date: 2014-02-06 15:08:20
120United States corporate law / United States securities law / Regulatory Flexibility Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States administrative law / Impact assessment / United States federal banking legislation

NEW YORK STATE UNIFORM FIRE PREVENTION AND BUILDING CODE AND NEW YORK STATE ENERGY CONSERVATION CONSTRUCTION CODE CODE CHANGE PROPOSAL: 2007 Submitter

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Source URL: www.dos.ny.gov

Language: English - Date: 2013-10-11 14:15:11
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